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Reliability and variance-based sensitivity analysis of arch dams during construction and reservoir impoundment

M. Houshmand KHANEGHAHI, M. ALEMBAGHERI, N. SOLTANI

《结构与土木工程前沿（英文）》 2019年第13卷第3期页码 526-541 doi: 10.1007/s11709-018-0495-1

摘要： The static performance of arch dams during construction and reservoir impoundment is assessed taking into account the effects of uncertainties presented in the model properties as well as the loading conditions. Dez arch dam is chosen as the case study; it is modeled along with its rock foundation using the finite element method considering the stage construction. Since previous studies concentrated on simplified models and approaches, comprehensive study of the arch dam model along with efficient and state-of-the-art uncertainty methods are incorporated in this investigation. The reliability method is performed to assess the safety level and the sensitivity analyses for identifying critical input factors and their interaction effects on the response of the dam. Global sensitivity analysis based on improved Latin hypercube sampling is employed in this study to indicate the influence of each random variable and their interaction on variance of the responses. Four levels of model advancement are considered for the dam-foundation system: 1) Monolithic dam without any joint founded on the homogeneous rock foundation, 2) monolithic dam founded on the inhomogeneous foundation including soft rock layers, 3) jointed dam including the peripheral and contraction joints founded on the homogeneous foundation, and 4) jointed dam founded on the inhomogeneous foundation. For each model, proper performance indices are defined through limit-state functions. In this manner, the effects of input parameters in each performance level of the dam are investigated. The outcome of this study is defining the importance of input factors in each stage and model based on the variance of the dam response. Moreover, the results of sampling are computed in order to assess the safety level of the dam in miscellaneous loading and modeling conditions.

关键词： concrete arch dams reliability randomness improved Latin hypercube sampling variance-based sensitivity analysis exceedance probability Sobol′ index

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Shape design of arch dams under load uncertainties with robust optimization

Fengjie TAN, Tom LAHMER

《结构与土木工程前沿（英文）》 2019年第13卷第4期页码 852-862 doi: 10.1007/s11709-019-0522-x

摘要： Due to an increased need in hydro-electricity, water storage, and flood protection, it is assumed that a series of new dams will be build throughout the world. The focus of this paper is on the non-probabilistic-based design of new arch-type dams by applying means of robust design optimization (RDO). This type of optimization takes into account uncertainties in the loads and in the material properties of the structure. As classical procedures of probabilistic-based optimization under uncertainties, such as RDO and reliability-based design optimization (RBDO), are in general computationally expensive and rely on estimates of the system’s response variance, we will not follow a full-probabilistic approach but work with predefined confidence levels. This leads to a bi-level optimization program where the volume of the dam is optimized under the worst combination of the uncertain parameters. As a result, robust and reliable designs are obtained and the result is independent from any assumptions on stochastic properties of the random variables in the model. The optimization of an arch-type dam is realized here by a robust optimization method under load uncertainty, where hydraulic and thermal loads are considered. The load uncertainty is modeled as an ellipsoidal expression. Comparing with any traditional deterministic optimization method, which only concerns the minimum objective value and offers a solution candidate close to limit-states, the RDO method provides a robust solution against uncertainty. To reduce the computational cost, a ranking strategy and an approximation model are further involved to do a preliminary screening. By this means, the robust design can generate an improved arch dam structure that ensures both safety and serviceability during its lifetime.

关键词： arch dam shape optimization robust optimization load uncertainty approximation model

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Earthquake analysis of arch and gravity dams including the effects of foundation inhomogeneity

LIN Gao, DU Jianguo, HU Zhiqiang

《结构与土木工程前沿（英文）》 2007年第1卷第1期页码 41-50 doi: 10.1007/s11709-007-0004-4

摘要： Dam-foundation interaction plays an important role in the design of earthquake-resistant concrete arch and gravity dams. Geological conditions of the dam canyon are usually very complicated; however, in the literature, the damfoundation interaction analysis is often carried out based on the premise of a homogeneous unbounded foundation. In this paper, the effect of foundation inhomogeneity on the seismic response of arch and gravity dams was studied by means of scaled boundary finite element method (SBFEM). In order to satisfy the similarity requirement of SBFEM and simplify the computational effort, a subdomain approach and a conical representation of an unbounded foundation were proposed. The way of partitioning the domain and the selection of open angle and bottom radius of the cone model on the accuracy of the result were examined. Numerical examples show that the proposed approach is rational and efficient. Cases of foundation inhomogeneity with stiffness varying in accordance with an exponential function along the radial direction, and cases of foundation inhomogeneity with stiffness discontinuity and with weak interlayer strata on the earthquake response of concrete arch dams as well as gravity dams were analyzed. It was found that a homogeneous idealization of the unbounded foundation may sometimes greatly underestimate the maximum earthquake stress response of the dam. Therefore, taking into account the effect of foundation inhomogeneity for the earthquake safety assessment of concrete arch and gravity dams has great significance.

关键词： selection interlayer damfoundation interaction Geological computational

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Risk-based probabilistic thermal-stress analysis of concrete arch dams

Narjes SOLTANI, Mohammad ALEMBAGHERI, Mohammad Houshmand KHANEGHAHI

《结构与土木工程前沿（英文）》 2019年第13卷第5期页码 1007-1019 doi: 10.1007/s11709-019-0521-y

摘要： The probabilistic risk of arch dam failure under thermal loading is studied. The incorporated uncertainties, which are defined as random variables, are associated with the most affecting structural (material) properties of concrete and thermal loading conditions. Karaj arch dam is selected as case study. The dam is numerically modeled along with its foundation in three-dimensional space; the temperature and thermal stress distribution is investigated during the operating phase. The deterministic thermal finite element analysis of the dam is combined with the structural reliability methods in order to obtain thermal response predictions, and estimate the probability of failure in the risk analysis context. The tensile overstressing failure mode is considered for the reliability analysis. The thermal loading includes ambient air and reservoir temperature variations. The effect of solar radiation is considered by an increase in the ambient temperatures. Three reliability methods are employed: the first-order second-moment method, the first-order reliability method, and the Monte-Carlo simulation with Latin Hypercube sampling. The estimated failure probabilities are discussed and the sensitivity of random variables is investigated. Although most of the studies in this line of research are used only for academic purposes, the results of this investigation can be used for both academic and engineering purposes.

关键词： arch dams probabilistic analysis thermal stress sensitivity reliability

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300m 级特高拱坝建设关键技术与实践

王仁坤

《工程（英文）》 2016年第2卷第3期页码 350-359 doi: 10.1016/J.ENG.2016.03.012

摘要：

中国于2000 年成功建设二滩拱坝( 高240 m）以来，至2014 年年底已建成7 座坝高超过200 m 的特高拱坝，其中锦屏一级拱坝（高305 m）、小湾拱坝（高294.5 m）、溪洛渡拱坝（高285.5 m）不仅坝高达300 m 级，而且因地质条件复杂，水推力巨大，抗震要求高，在安全控制技术等方面取得了新的突破。本文主要阐述300 m 级特高拱坝的基础可利用岩体及合理建基面、体形优化设计、安全设计准则、抗震研究与抗震措施、复杂地基的典型处理、混凝土及施工期温控防裂等关键技术。

关键词：特高拱坝优化设计整体安全抗震安全混凝土温控

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Analysis of foundation sliding of an arch dam considering the hydromechanical behavior

Maria Luísa Braga FARINHA, José Vieira de LEMOS, Emanuel MARANHA DAS NEVES

《结构与土木工程前沿（英文）》 2012年第6卷第1期页码 35-43 doi: 10.1007/s11709-012-0142-1

摘要： This paper presents the application of a methodology which can be used to assess arch dam foundation stability, using the discrete element method (DEM) and the code 3DEC. A global three-dimensional model of a dam foundation was developed, in which some discontinuities were simulated and both the grout and drainage curtains were represented. The model, calibrated taking into account recorded data, was used to carry out nonlinear mechanical analysis. The same model was employed to perform a hydraulic analysis, based on equivalent continuum concepts, which allowed the water pressure pattern within the foundation to be obtained. These water pressures were applied on discontinuities involved in the possible sliding mechanism along the dam/foundation interface, and the safety of the dam/foundation system was evaluated using a process of reduction of strength characteristics, with the aim of calculating the minimum safety factors that ensure stability. Results were compared with those obtained with the usual bi-linear uplift pressure distribution at the base of the dam, commonly used in concrete dam design. The relevance of carrying out hydraulic analysis in arch dam foundation failure studies is highlighted.

关键词： concrete dams rock foundations hydromechanical behavior failure analysis

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我国高坝建设和科技攻关

陈宗梁

《中国工程科学》 2000年第2卷第12期页码 84-89

摘要：

介绍了我国大坝建设的发展和特点，概括了高坝建设中的地质勘探、坝工技术、泄洪消能、坝基处理和髙边坡处理等方面的科技成果和应用水平，展望了我国高坝发展前景并指出今后高坝科技攻关重点。

关键词：水力发电高坝重力坝拱坝碾压混凝土坝面板堆石坝

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Modelling autogenous expansion for magnesia concrete in arch dams

JIN Feng, LUO Xiaoqing, ZHANG Chuhan, ZHANG Guoxin

《结构与土木工程前沿（英文）》 2008年第2卷第3期页码 211-218 doi: 10.1007/s11709-008-0025-7

摘要： Magnesia Concrete is a kind of expansive concrete used in Chinese hydraulic engineering more and more widely. To evaluate the effects of autogenous expansion on the stresses of arch dams, a simple model of autogenous expansion for Magnesia Concrete in dam engineering is presented. This model is based on three assumptions: 1) the total amount of autogenous expansion of Magnesia Concrete is related only to the properties of materials and mixing of concrete; 2) the autogenous expansion of Magnesia Concrete is irreversible due to the irreversibility of hydration reaction of Magnesia in the concrete; 3) the autogenous expansion strain rates of Magnesia Concrete bear a relation between temperature and residual Magnesia per unit volume of concrete. The model is verified by some experimental data of autogenous expansion of Magnesia Concrete and field-measured data of an arch dam in China. Embedded into finite element arch dam simulation software, this model is employed to simulate the effects of autogenous expansion of Magnesia Concrete in hydraulic engineering.

关键词： field-measured irreversibility temperature irreversible element arch

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Analysis of arch dam deformations

Franz PERNER, Pius OBERNHUBER,

《结构与土木工程前沿（英文）》 2010年第4卷第1期页码 102-108 doi: 10.1007/s11709-010-0012-7

摘要： Predicting “regular” dam deformations for prevailing conditions and comparing them with observed deformations is an essential part of dam surveillance. In many cases prediction and comparison are carried out automatically and an alarm is triggered in the case of larger deviations.The main contributors to the deformations of arch dams are water loading and the fluctuation of concrete temperature. In general, the deformations exhibit an instantaneous elastic part, a time dependent reversible part and an irreversible part. Prediction of dam deformations can be based on deterministic models, purely statistical models or so-called hybrid models, which are a combination of the first two. Deterministic models rely on static analyses, statistical models on the statistical analysis of previous deformation data.For annual reservoirs, both water loading and temperature vary in cycles over a period of one year and it is extremely difficult to identify the various factors contributing to an observed deformation. This is particularly true for time-dependent reversible displacements due to the water loading and the portion caused by temperature variation.The present article deals with the analysis of arch dam deformations based on hybrid models. Particular attention is given to the analysis of the deformations due to temperature fluctuation and to the long-term deformations. The proposed procedure is employed for the analysis of the deformations of the 186 m high Zillergruendl arch dam.

关键词： arch dam analysis Zillergruendl concrete temperature hybrid model

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Numerical simulation of damage in high arch dam due to earthquake

Hong ZHONG , Gao LIN , Hongjun LI

《结构与土木工程前沿（英文）》 2009年第3卷第3期页码 316-322 doi: 10.1007/s11709-009-0039-9

摘要： Based on the assumption that concrete is macroscopic homogeneous, the cracking evolution process and damage mode of high arch dams are studied in consideration of the heterogeneity of concrete in mesoscale. The bilinear damage evolution model and the damage evolution model expressed in power function with descending section are adopted to combine with the Mohr-Coulomb criterion to investigate the crack development and fracture mode of high arch dams under the action of an earthquake. The analysis result of a high arch dam in China under design shows that cracks that take place in concrete are caused by excessive tensile stress. The cracks initiate at the middle of the dam top and distribute at the upper half of the dam while the rest of the parts remain intact. This conclusion agrees with the model test result.

关键词： mesoscopic heterogeneity damage simulation in earthquakes arch dam

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Key problems and solutions in arch dam heightening

Zuoguang FU, Yunlong HE, Sheng SU

《结构与土木工程前沿（英文）》 2011年第5卷第1期页码 98-104 doi: 10.1007/s11709-010-0004-7

摘要： The dam heightening, which is an effective way to increase reservoir volume, has been paid close attention by engineers. Three problems should be dealt with when an arch dam needs to be heightened: stress state getting worse at dam heel, cracking on new added concrete dam surface, and weak bonding between new added concrete and old dam. Taking Geba arch dam as an example, these problems are examined in details through simulation analysis by the finite element method. The tensile stresses on dam’s surface and joint face that have certain relations to the dam heightening can be controlled by some measures.

关键词： arch dam heighten tensile stress finite element method

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Control mode selection for modal control of long-span arch bridge

Zhengying LI, Zhengliang LI,

《结构与土木工程前沿（英文）》 2009年第3卷第4期页码 401-406 doi: 10.1007/s11709-009-0052-z

摘要： For seismic control of arch bridge, a model reduction of long-span arch bridge was implemented based on modal analysis. As for the critical mode selection, an approach based on the maximum modal displacement was presented. This approach takes into consideration the effect of external seismic excitation and is more reasonable than only considering dynamic bridge characteristics based on a modal contribution ratio. The time domain and frequency domain analysis method were used to verify the simplified model of the Nimu arch bridge in Tibet as an example. The numerical results show that the method of maximal modal displacement better analyze long-span arch bridge when multisupport seismic excitation must be considered. The reduced-order system also is more in line with the performance of the original model.

关键词： selection reduced-order excitation long-span simplified

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Performance-based seismic assessment of a historical masonry arch bridge: Effect of pulse-like excitations

《结构与土木工程前沿（英文）》页码 855-869 doi: 10.1007/s11709-023-0972-z

摘要： Seismic analysis of historical masonry bridges is important for authorities in all countries hosting such cultural heritage assets. The masonry arch bridge investigated in this study was built during the Roman period and is on the island of Rhodes, in Greece. Fifteen seismic records were considered and categorized as far-field, pulse-like near-field, and non-pulse-like near-field. The earthquake excitations were scaled to a target spectrum, and nonlinear time-history analyses were performed in the transverse direction. The performance levels were introduced based on the pushover curve, and the post-earthquake damage state of the bridge was examined. According to the results, pulse-like near-field events are more damaging than non-pulse-like near-field ground motions. Additionally the bridge is more vulnerable to far-field excitations than near-field events. Furthermore, the structure will suffer extensive post-earthquake damage and must be retrofitted.

关键词： masonry arch bridges seismic behavior modal properties pulse-like records nonlinear time history analysis

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Stability analysis and optimization of excavation method of double-arch tunnel with an extra-large span

Yiguo XUE, Huimin GONG, Fanmeng KONG, Weimin YANG, Daohong QIU, Binghua ZHOU

《结构与土木工程前沿（英文）》 2021年第15卷第1期页码 136-146 doi: 10.1007/s11709-020-0710-8

摘要： The Xiamen Haicang double-arch tunnel has a maximum span of 45.73 m and a minimum burial depth of 5.8 m. A larger deformation or collapse of the tunnel is readily encountered during tunnel excavation. It is therefore necessary to select a construction approach that is suitable for double-arch tunnel projects with an extra-large span. In this study, three construction methods for double-arch tunnels with extra-large spans were numerically simulated. Subsequently, the deformation behavior and stress characteristics of the surrounding rock were obtained and compared. The results showed that the double-side-drift method with temporary vertical support achieves better adaptability in the construction of such tunnels, which can be observed from both the numerical results and monitoring data. In addition, the improved temporary support plays a critical role in controlling the surrounding rock deformation. In addition, the disturbance resulting from the excavation of adjacent drifts was obvious, particularly the disturbance of the surrounding rock caused by the excavation of the middle drift. The present findings can serve as the initial guidelines for the construction of ultra-shallowly buried double-arch tunnels with extra-large spans.

关键词： double-arch tunnel triple-layer composite liner system numerical modeling stress analysis settlement

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Hazard potential of zones of weakness in gravity dams under impact loading conditions

Herbert LINSBAUER

《结构与土木工程前沿（英文）》 2011年第5卷第1期页码 90-97 doi: 10.1007/s11709-010-0008-3

摘要： Dam constructions worldwide are designed and constructed in view of the strictest safety aspects for all static and dynamic load cases. As experience shows, however, formation of cracks in the “homogeneos concrete” as well as unsatisfactory compound behavior of lift joints are not to be excluded. These zones of weakness especially on the upstream side of the dam— exposed to high water pressure (static and dynamic)— represent an increased risk of safety. The main investigation, apart from the computation of the dynamic effects on the dam as a global structure, focuses on the stability analysis of a pressure-water filled crack configuration subjected to “dynamic loading” in the form of seismic action on the dam-reservoir-system and alternatively by “impact spot-loading” within sectors of the reservoir. A fracture mechanics based analysis shows an excessive potential of damage for the afflicted structure.

关键词： dam-reservoir earthquake impact cracking fracture mechanics